08:30
Registration
09:10
Chair’s welcome
- Dr Joanna Perkins – Chairperson Chief Executive, Financial Markets Law Committee
09:15
Keynote
- Eric J. Pan – Keynote Director of the Office of International Affairs, U.S. Commodity Futures Trading Commission (CFTC)
09:30
Fire-side chat – Geopolitical impacts on UK Financial Services
- Cross-border collaboration: securities regulators
- Changing international regulatory landscape
- Burden of changing structures, Pipeline of operational changes required and impact on business continuity
- Regulatory change items
- US perspective
- How does the UK fit into the global financial services landscape?
- Ida Levine Director of European Public Affairs, Capital Group
- Monica Sah Partner, Clifford Chance
- Jennifer d’Hoir Head of the International Unit, AMF
- Eric J. Pan – Keynote Director of the Office of International Affairs, U.S. Commodity Futures Trading Commission (CFTC)
10:45
Break
11:00
Breakout sessions
A choice of one of the following options
Conduct and Culture
MiFIDII
- Where are we now?
- What are we still waiting for?
- Implementation challenges
- Regulatory expectations
SMR
- Position of the GC in financial institutions
- Expansion of SMR to rest of regulated sector
- Implementation status and challenges
- Lessons learnt one year on
- Stuart Corrigall Director and Head of Product Structuring in EMEA, BlackRock
- Antony Whitehouse Compliance Consultant, Whitehouse Compliance Advisory Ltd (WCA)
- Julian Allen-Ellis Director, MiFID/MiFIR, Association for Financial Markets in Europe
- Will Dennis Senior Managing Director, Head of Compliance, Financial Markets in Europe
FinTech and Innovation
- FinTech as a positive disruptor
- Legal uncertainty
- Opportunities in FinTech
- Innovation in FS technology
- Pinar Emirdag SVP Head of Digital Product Development and Innovation, State Street
- Nicholas Heller CEO & Founder, Fractal Labs
- Dr Joanna Perkins – Chairperson Chief Executive, Financial Markets Law Committee
12:15
Lunch
13:15
Breakout sessions
A choice of one of the following options
Asset management focus
- Brexit and impact on private funds
- MiFID2 product governance and funds
- Loan origination by funds
- Private fund limited partnerships
- EMIR uncleared derivatives margin rules
- SFTR
- James Witt Managing Director & Managing Counsel, BNY Mellon Investment Management
Data Protection and Cyber Security
GDPR
- GDPR Implementation
- Impacts on cyber security
- Business continuity
Newly Proposed ePrivacy Regulations
- How with ePrivacy complement GDPR
- Who will be responsible for which aspects?
What is next in the pipeline for data and privacy?
- Matthew Whalley Director, Legal Risk, EY
- Steve Holt Partner, Head of EMEIA Financial Services Information Security Practice, EY
14:15
Breakout sessions
A choice of one of the following options
Enforcement and Financial Crime
- Regulatory intervention
- Current investigations
- SFO priorities
- FCA priorities
- Cross-border co-operation
- Criminal Finances Bill
- Market Abuse Regulation – 1 year on
- Money Laundering Directives 4 & 5
- Paul Harris Senior Manager, UK Financial Services Legal, EY
- Steven Francis Executive Director, EY
Remuneration
- The policy making agenda, the PRA Supervisory Statement
- Remuneration and the FSB’s misconduct agenda
- The Solvency II remuneration requirements
- Alan Murray Senior Manager, Cross-Sectoral Policy, Prudential Policy Directorate, Bank of England
15:15
Break
15:45
FCA and PRA Priorities and Regulatory Developments
- FCA mission statement and business plan for 2017/18
- Investor protection
- Scope of regulation
- Supervision, intervention and enforcement
- Competition and market studies
- Engagement with firms
- Guy Wilkes Partner, Financial Services Regulatory & Enforcement, Mayer Brown
- Robert Dedman Senior Director, Global Investigations and Compliance, Navigant Consulting
16:45
Drinks reception and networking
Please note the agenda is subject to change*
The page will be updated with further details on the agenda once they are confirmed.