Director, Compliance, AFME
Louise joined AFME in July 2017, as Director, Compliance. Previously, Louise spent six years at the Financial Conduct Authority, most recently engaged in their implementation of the Markets in Financial Instruments Directive II. Louise has also worked in legal and regulatory policy roles at the Electoral Commission, the Crown Prosecution Service and Ofcom.
In her current role she is focused on issues of interest and relevance to Compliance functions at Member firms’. Topics include: Conduct & Culture, Governance, MiFID II, MAR, the Short Selling Review, Surveillance and Monitoring, and other ad hoc issues.